Do You Have Compliance Overconfidence?
$25
Do You Have Compliance Overconfidence?
Ashley Reeves, CIPM, The Spaulding Group
Your firm has worked hard to obtain and maintain compliance with the Global Investment Performance Standards (GIPS®), and you have done everything you thought you needed to do to be compliant. Perhaps your firm has even engaged an independent verification firm to provide you and your prospective clients additional confidence in your firm’s claim of GIPS compliance. Perhaps your firm has been verified for several years running. So of course you feel confident in your firm’s claim. But are you sure your firm is really compliant? Or, do you suffer from GIPS
compliance overconfidence?
Do You Have Compliance Overconfidence?
Ashley Reeves, CIPM, The Spaulding Group
Your firm has worked hard to obtain and maintain compliance with the Global Investment Performance Standards (GIPS®), and you have done everything you thought you needed to do to be compliant. Perhaps your firm has even engaged an independent verification firm to provide you and your prospective clients additional confidence in your firm’s claim of GIPS compliance. Perhaps your firm has been verified for several years running. So of course you feel confident in your firm’s claim. But are you sure your firm is really compliant? Or, do you suffer from GIPS
compliance overconfidence?
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