by admin | Sep 17, 2012 | Investment Performance Guy, News
In this past weekend’s WSJ, Jason Zweig once again provided fodder for our use. In “Protecting Your Bucket,” he describes the practices of RJL Wealth Management, who provides investors with hypothetical performance. The SEC appears to have some...
by TSG | Sep 15, 2012 | Performance Perspectives Newsletter, Securities & Exchange Commission, verification
VOLUME 10 – ISSUE 1 September 2012 Download PDF...
by admin | Sep 14, 2012 | Investment Performance Guy, News
This coming Monday, September 17, from 11 AM to 1 PM, I will host a webinar titled The 10 Most Common Mistakes GIPS Compliant Firms Make. This webinar is free!My colleague, John D. Simpson, will host a webinar on Tuesday, September 25, starting at 12 noon (EST). It is...
by admin | Sep 12, 2012 | Investment Performance Guy, News
We have already heard from a few folks with their lists of the “top five struggles performance measurement departments face,” and there’s time for more, but soon there won’t be!I posted an invitation last week for readers to submit their lists....
by admin | Sep 12, 2012 | CIPM, CIPM Exam Tips & Tricks, CIPM expert, CIPM Principles, duties to employer, employee loyalty to employer, ethics, loyalty, Standards of Professional Conduct, whistle-blowing
There was good news in the media this morning, as the United States Internal Revenue Service (IRS) awarded a former UBS employee in the amount of $104 million USD for “whistle-blowing” regarding activities at UBS that assisted some of the firm’s...
